2360. Options - FINRA. org To qualify for a position limit of more than 25,000 contracts, a member must apply for an increased position limit in accordance with Rule 2360 (b) (3) (A) (iii)b
Options Exchange Filings - FINRA. org FINRA Rule 2360 (Options) and FINRA Rule 2359 (Position and Exercise Limits; Liquidations) incorporate certain option exchanges' requirements for options and warrant position and exchange limits
Downloads | HL-L2360DW | United States | Brother Any trade names and product names of companies appearing on Brother products, related documents and any other materials are all trademarks or registered trademarks of those respective companies
Regulatory Notice 21-15 | FINRA. org See FINRA Rule 2360 (b) (16) (B) (i) The rule also lists specified information that members must be retain in a customer’s account records, including sources of background information and financial information concerning the customer
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