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- NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry, providing innovative and effective regulatory programs Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory
- About NFA | NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities
- Registration and Membership | NFA
Firms, floor brokers and floor traders can obtain copies of their registration records or filings using NFA's Online Registration System
- Associated Person (AP) Registration | NFA
To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS) The sponsor completes online Form 8-R for the individual; Satisfy proficiency requirements; Complete application verification in ORS; Submit fingerprint cards
- Who Has to Register | NFA
This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of NFA
- NFA Members | NFA
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations Select a membership category to access regulatory information and resources
- Market Regulation: Designated Contract Markets and Swap Execution . . .
NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years The Dodd-Frank Wall Street Reform Act created a new type of trading venue for standardized swaps—swap execution facilities (SEF)—each of which has self-regulatory responsibilities to monitor trading on its platform
- NFA News Center | NFA
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news Petitions for Rulemaking Read NFA's petitions for amendments to CFTC regulations
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