SEC. gov | Home Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
SEC. gov | Paul S. Atkins Sworn In as SEC Chairman Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
Newsroom - SEC. gov Securities Topics Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
SEC Announces Cyber and Emerging Technologies Unit to Protect Retail . . . The Securities and Exchange Commission today announced the creation of the Cyber and Emerging Technologies Unit (CETU) to focus on combatting cyber-related misconduct and to protect retail investors from bad actors in the emerging technologies space
SEC. gov | Statutes and Regulations Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and prohibit deceit, misrepresentations, and other fraud in the sale of securities
SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . . The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
Official List of Section 13 (f) Securities - SEC. gov This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240 13f-1(c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m(f) (4)]
Rules and Regulations - SEC. gov See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal securities laws
Rules and Regulations for the Securities and Exchange Commission and . . . Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
SEC-EDGAR This is the Securities and Exchange Commission's website where the public can access the EDGAR company database