SEC. gov | Statutes and Regulations Securities Act of 1933 Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and prohibit deceit, misrepresentations, and other fraud in the sale of securities Purpose of Registration A primary means of accomplishing
SEC. gov | Home Home We make markets work better Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
Statement on Tokenized Securities - SEC. gov Introduction As part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, [1] the Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets are providing their views [2] on the taxonomies associated with tokenized securities [3] A tokenized security is a financial instrument enumerated in the
SEC. gov | Search Filings Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system
SEC-EDGAR This is the Securities and Exchange Commission's website where the public can access the EDGAR company database
Official List of Section 13 (f) Securities - SEC. gov It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240 13f-1] under Section 13 (f) of the Securities Exchange Act of 1934 An updated list is published on a quarterly basis Text file character spacing table:
Offerings and Registrations of Securities in the Crypto Asset Markets The disclosures required in connection with offerings and registrations under the Securities Act of 1933 (“Securities Act”) and the Securities Exchange Act of 1934 (“Exchange Act”) protect investors, facilitate capital formation, and promote fair, orderly, and efficient markets
SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . . The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations “It is essential to the Commission’s broader efforts to protect investors and promote the integrity and
SEC. gov | Asset-Backed Securities (ABS) Issuances Asset-backed securities (ABS) are securities that are primarily serviced by the cash flow of financial assets such as residential and commercial mortgage loans, auto leases, or credit card receivables